SFC Licences of TANG Yue Han
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 9 | 05 August 2014 | 21 November 2022 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 August 2014 | 21 November 2022 |
UBS Asset Management (Hong Kong) Limited | RE | 2 | 05 August 2014 | 21 January 2020 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 03 September 2010 | 31 May 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 August 2010 | 31 May 2014 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 August 2010 | 31 May 2014 |