SFC Licences of HO See Wing 何思穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 March 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 09 June 2022 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 April 2022 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 01 April 2019 | 24 March 2022 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 23 August 2016 | 24 March 2022 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 18 August 2015 | 09 July 2016 |
orientiert XYZ Securities Limited | RE | 1 | 06 December 2010 | 17 May 2011 |