SFC Licences of LUO Ying 羅穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 07 July 2015 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 05 October 2010 | 14 June 2015 |
CMB International Capital Holdings Corporation Limited | RE | 1 | 10 September 2010 | 16 November 2010 |