SFC Licences of CHUI Sin Heng 徐倩珩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 10 August 2012 | 01 May 2014 |
South West Capital Limited 西南融資有限公司 | RE | 6 | 23 April 2012 | 27 July 2012 |
Octal Capital Limited 八方金融有限公司 | RE | 6 | 05 December 2011 | 16 April 2012 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 20 August 2010 | 26 November 2011 |