SFC Licences of MA Siqi 馬斯奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 15 July 2022 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 06 May 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 28 May 2015 | 18 April 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 May 2015 | 18 April 2018 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 December 2013 | 28 April 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 August 2010 | 24 January 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 23 August 2010 | 24 January 2013 |