SFC Licences of HUI On Ki 許安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 08 May 2019 | 14 May 2019 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 16 April 2019 | 14 May 2019 |
BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 11 November 2016 | 16 February 2019 |
BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 11 November 2016 | 16 February 2019 |
orientiert XYZ Securities Limited | RE | 9 | 22 April 2014 | 27 January 2016 |
orientiert XYZ Securities Limited | RE | 1 | 22 April 2014 | 27 January 2016 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 05 March 2012 | 01 September 2012 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 18 August 2010 | 19 October 2011 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 18 August 2010 | 19 October 2011 |