SFC Licences of DU Yunfan 杜云帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 16 April 2021 | 23 February 2024 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 April 2021 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 16 April 2021 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 16 April 2021 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 05 December 2017 | 12 September 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 June 2013 | 12 September 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 June 2013 | 12 September 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 28 June 2013 | 30 November 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 August 2010 | 28 November 2012 |