SFC Licences of DU Yunfan 杜云帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 16 April 2021 23 February 2024
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 16 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 16 April 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 05 December 2017 12 September 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 28 June 2013 12 September 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 28 June 2013 12 September 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 28 June 2013 30 November 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 20 August 2010 28 November 2012