SFC Licences of LI Xiaoting 李小婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Vantage Capital Markets HK Limited	RO	6	06 September 2022
Vantage Capital Markets HK Limited	RO	4	06 September 2022
Vantage Capital Markets HK Limited	RE	1	30 June 2021
Quam Capital Limited 華富建業企業融資有限公司	RO	6	08 August 2019	21 June 2021
Quam Capital Limited 華富建業企業融資有限公司	RO	1	08 August 2019	21 June 2021
Quam Capital Limited 華富建業企業融資有限公司	RE	6	29 May 2019	08 August 2019
Quam Capital Limited 華富建業企業融資有限公司	RE	1	29 May 2019	08 August 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司	RO	4	25 August 2017	04 May 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司	RO	6	25 January 2017	04 May 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司	RO	1	25 January 2017	04 May 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	23 February 2011	08 May 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	23 February 2011	08 May 2015
Macquarie Corporate (Hong Kong) Limited	RE	6	25 August 2010	17 January 2011
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	25 August 2010	17 January 2011
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	25 August 2010	17 January 2011