SFC Licences of HONG Yancheng 洪研程

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	5	09 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	09 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	2	09 March 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	09 March 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	28 February 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	19 December 2016	02 October 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	09 July 2013	15 November 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	09 July 2013	15 November 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	13 January 2011	01 July 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	13 January 2011	01 July 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	13 January 2011	01 July 2013
VC Capital Limited 滙盈融資有限公司	RE	6	25 August 2010	02 January 2011