SFC Licences of CHUNG Sung-min
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 05 May 2020 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 05 May 2020 | |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 6 | 18 August 2017 | 30 June 2018 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 4 | 18 August 2017 | 30 June 2018 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 1 | 18 August 2017 | 30 June 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 August 2010 | 18 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 August 2010 | 18 May 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 August 2010 | 18 May 2016 |
| Merrill Lynch Far East Limited | RE | 6 | 23 August 2010 | 18 May 2016 |
| Merrill Lynch Far East Limited | RE | 4 | 23 August 2010 | 18 May 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 23 August 2010 | 18 May 2016 |