SFC Licences of LI Yin Hei, David 李衍熹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	9	20 July 2022
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	1	20 July 2022
Pinerion Investment Advisory Limited 鼎安投資顧問有限公司	RO	4	26 June 2017	30 September 2021
Pinerion Asset Management Limited 鼎安資產管理有限公司	RO	9	19 April 2016	06 September 2021
Polymathy Capital Limited 博今資本有限公司	RO	9	07 January 2016	11 March 2016
Polymathy Capital Limited 博今資本有限公司	RE	9	23 September 2015	07 January 2016
FIL Investment Advisors	RE	9	07 June 2013	29 May 2015
FIL Investment Advisors	RE	4	07 June 2013	29 May 2015
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	07 June 2013	29 May 2015
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	07 June 2013	29 May 2015
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	09 May 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	23 August 2010	09 May 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	23 August 2010	09 May 2011
Morgan Stanley Hong Kong Securities Limited	RE	1	23 August 2010	09 May 2011
Morgan Stanley Hong Kong Futures Limited	RE	2	23 August 2010	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	23 August 2010	06 December 2010