SFC Licences of LI Ho Yan 李可欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Prospect Securities Limited 中國保盛證券有限公司 | RE | 1 | 07 July 2021 | 31 December 2022 |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 19 September 2014 | 11 June 2017 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 22 August 2014 | 11 June 2017 |
| M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 13 October 2011 | 08 August 2014 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 29 March 2011 | 23 September 2011 |
| Merdeka Securities Limited 領智證券有限公司 | RE | 1 | 20 September 2010 | 18 March 2011 |