SFC Licences of GIERHAKE Ortwin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OTCex Hong Kong Limited | RO | 2 | 19 February 2024 | |
OTCex Hong Kong Limited | RO | 1 | 19 February 2024 | |
OTCex Hong Kong Limited | RE | 2 | 13 December 2023 | 19 February 2024 |
OTCex Hong Kong Limited | RE | 1 | 13 December 2023 | 19 February 2024 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 2 | 17 May 2019 | 30 November 2023 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 1 | 17 May 2019 | 30 November 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 18 July 2014 | 10 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 May 2012 | 10 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 August 2010 | 10 April 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 August 2010 | 10 April 2018 |