SFC Licences of GIERHAKE Ortwin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OTCex Hong Kong Limited RO 2 19 February 2024
OTCex Hong Kong Limited RO 1 19 February 2024
OTCex Hong Kong Limited RE 2 13 December 2023 19 February 2024
OTCex Hong Kong Limited RE 1 13 December 2023 19 February 2024
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 2 17 May 2019 30 November 2023
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 1 17 May 2019 30 November 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 18 July 2014 10 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 04 May 2012 10 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 August 2010 10 April 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 30 August 2010 10 April 2018