SFC Licences of LIU Chang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 30 September 2022 | 17 October 2022 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 30 September 2022 | 17 October 2022 |
| Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 30 September 2022 | 17 October 2022 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 9 | 11 June 2021 | 08 April 2022 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 4 | 11 June 2021 | 08 April 2022 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 1 | 11 June 2021 | 08 April 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 September 2010 | 02 September 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 September 2010 | 02 September 2011 |