SFC Licences of SO Wan Yi 蘇韻怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 23 January 2020 | |
| UBS Securities Asia Limited | RE | 1 | 05 November 2018 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 21 June 2018 | 12 July 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 September 2010 | 01 September 2012 |