SFC Licences of MA Kwok Lung 馬國龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RO | 1 | 03 May 2022 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RO | 6 | 03 May 2022 | |
China Everbright Capital Limited 中國光大融資有限公司 | RO | 1 | 03 May 2022 | |
China Everbright Capital Limited 中國光大融資有限公司 | RO | 6 | 21 January 2020 | |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 17 May 2018 | 03 May 2022 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 17 May 2018 | 21 January 2020 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 01 December 2015 | 03 May 2018 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 01 December 2015 | 03 May 2018 |
Success New Spring Capital Limited 實德新源資本有限公司 | RE | 6 | 14 March 2012 | 14 November 2015 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 24 August 2010 | 13 February 2012 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 August 2010 | 13 February 2012 |