SFC Licences of LAU Chi Wai, Michael 劉志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BLVSIN Capital Limited 動力勢能資本有限公司 RO 4 28 December 2022 17 March 2023
BLVSIN Capital Limited 動力勢能資本有限公司 RO 1 28 December 2022 17 March 2023
Bank of East Asia Limited, The 東亞銀行有限公司 6 27 August 2018
Bank of East Asia Limited, The 東亞銀行有限公司 4 27 August 2018
Bank of East Asia Limited, The 東亞銀行有限公司 1 27 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 11 August 2015 12 February 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 11 August 2015 12 February 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 11 August 2015 12 February 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 20 August 2014 11 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 07 March 2014 11 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 07 March 2014 11 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 07 March 2014 05 August 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 24 August 2010 28 February 2014
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 24 August 2010 28 February 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 9 24 August 2010 28 February 2014
BOCI Asset Management Limited 中銀國際資產管理有限公司 RE 4 24 August 2010 28 February 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 4 24 August 2010 28 February 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 August 2010 28 February 2014