Licences of SFC licenceholder AVT466 YU Shing Tak 余誠德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1, 2 21 October 2011 08 September 2013
Ewarton Securities Limited 穎翔證券有限公司
RE 1 02 November 2010 04 October 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 05 October 2010 23 October 2010