SFC Licences of GAO Jie 高婕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 June 2012 | 21 November 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 December 2010 | 28 March 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 October 2010 | 28 March 2011 |