SFC Licences of LAU Yiu Kee 劉耀基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 16 July 2019 | |
| China Southern International Limited 南方匯發國際有限公司 | RE | 1 | 23 April 2018 | 24 June 2019 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 26 August 2014 | 18 March 2015 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 09 August 2012 | 15 July 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 December 2011 | 21 July 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 December 2011 | 21 July 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 August 2010 | 06 February 2011 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 26 August 2010 | 06 February 2011 |