SFC Licences of NG Wai Kit 吳偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Commodities Limited 時富商品有限公司 RO 2 10 November 2023
Celestial Commodities Limited 時富商品有限公司 RE 2 27 October 2023 10 November 2023
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 20 September 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 20 September 2022
CASH Wealth Management Limited 時富財富管理有限公司 RO 1 20 September 2022
Celestial Securities Limited 時富證券有限公司 RO 1 20 September 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 9 07 December 2021 31 March 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 4 07 December 2021 31 March 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 1 07 December 2021 31 March 2022
Towering Securities Limited 高格證券有限公司 RO 9 26 November 2019 01 January 2021
Towering Securities Limited 高格證券有限公司 RO 4 11 July 2019 01 January 2021
Towering Securities Limited 高格證券有限公司 RO 1 11 July 2019 01 January 2021
Towering Securities Limited 高格證券有限公司 RE 9 11 July 2019 26 November 2019
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 4 23 January 2019 28 March 2019
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 1 23 January 2019 28 March 2019
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 12 January 2018 31 December 2018
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 19 September 2017 31 December 2018
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 05 December 2016 19 September 2017
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 08 October 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 21 January 2015 08 October 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 21 January 2015 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 21 January 2015 30 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 October 2010 26 July 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 07 October 2010 26 July 2014