SFC Licences of NG Wing Sang 吳榮燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 22 November 2018 | 30 September 2022 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 12 August 2016 | 30 September 2022 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 12 August 2016 | 22 November 2018 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 20 November 2014 | 29 July 2016 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 15 May 2014 | 23 October 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 15 May 2014 | 23 October 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 15 May 2014 | 23 October 2014 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 01 September 2010 | 18 April 2014 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 01 September 2010 | 18 April 2014 |