SFC Licences of IMAZU Nanako

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 08 September 2023
Merrill Lynch Far East Limited RE 2 07 December 2018 22 June 2021
Merrill Lynch Far East Limited RE 1 07 December 2018 22 June 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 27 February 2017 01 March 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 19 January 2016 22 January 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 23 March 2015 25 March 2015
CLSA Limited 中信里昂證券有限公司 RE 1 17 December 2012 01 November 2013
CLSA Limited 中信里昂證券有限公司 RE 4 17 December 2012 17 December 2012
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 31 August 2010 17 December 2012