SFC Licences of IMAZU Nanako
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 September 2023 | |
Merrill Lynch Far East Limited | RE | 2 | 07 December 2018 | 22 June 2021 |
Merrill Lynch Far East Limited | RE | 1 | 07 December 2018 | 22 June 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 February 2017 | 01 March 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 January 2016 | 22 January 2016 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 March 2015 | 25 March 2015 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 December 2012 | 01 November 2013 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 December 2012 | 17 December 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 31 August 2010 | 17 December 2012 |