SFC Licences of HE Xuan 何旋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 29 May 2018 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 29 May 2018 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 29 May 2018 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 01 September 2010 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 01 September 2010 | 18 August 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 September 2010 | 18 August 2012 |