SFC Licences of ROBERTS Alistair Charles Alton
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Maso Capital Partners Limited | RE | 9 | 17 February 2023 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 12 October 2020 | 16 November 2021 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 12 October 2020 | 16 November 2021 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 4 | 28 July 2015 | 15 July 2018 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RO | 1 | 21 January 2014 | 15 July 2018 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 28 January 2013 | 28 July 2015 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 28 January 2013 | 21 January 2014 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 19 July 2011 | 04 July 2012 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 31 August 2010 | 22 March 2011 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 31 August 2010 | 22 March 2011 |