SFC Licences of TSE Yu Lung 謝裕龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Magpie Securities Limited 喜鵲證券有限公司 RE 2 11 October 2021 25 August 2023
Magpie Securities Limited 喜鵲證券有限公司 RE 1 11 October 2021 25 August 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 2 29 March 2021 22 September 2021
Glory Sun Securities Limited 寶新證券有限公司 RE 1 29 March 2021 22 September 2021
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 16 April 2019 06 June 2019
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 16 April 2019 06 June 2019
Get Nice Securities Limited 結好證券有限公司 RE 9 06 October 2016 18 January 2019
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 04 September 2015 18 January 2019
Get Nice Securities Limited 結好證券有限公司 RE 1 04 September 2015 18 January 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 09 October 2013 14 May 2015
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 09 October 2013 14 May 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 08 May 2013 02 October 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 26 March 2013 02 October 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 26 March 2013 02 October 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 30 August 2010 09 March 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 30 August 2010 09 March 2013