SFC Licences of PANGALI Pawandeep

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 July 2019 14 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 February 2015 14 November 2019
CLSA Limited 中信里昂證券有限公司 RE 1 09 September 2010 09 July 2014