SFC Licences of TSUI Yeuk Ting, Maggie 徐若婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis Asia Limited | RE | 4 | 18 January 2018 | |
Natixis Asia Limited | RE | 1 | 18 January 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 12 June 2015 | 29 December 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 June 2015 | 29 December 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 17 February 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 August 2010 | 17 February 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 31 August 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 31 August 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 31 August 2010 | 06 December 2010 |