SFC Licences of NG Pan 吳斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 18 June 2014 | 26 April 2015 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 16 August 2013 | 29 May 2014 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 13 August 2012 | 29 May 2014 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 13 August 2012 | 29 May 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 December 2011 | 01 April 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 September 2010 | 01 April 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 September 2010 | 01 April 2012 |