SFC Licences of XIAO Zhuopu 肖琢璞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YONXI Securities Limited 雍熙證券有限公司 | RE | 1 | 30 March 2022 | 20 January 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 19 December 2018 | 31 January 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 August 2014 | 21 April 2017 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 31 August 2010 | 26 November 2011 |