SFC Licences of NGAI To Nam 倪圖南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RO | 1 | 22 June 2021 | |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 22 June 2021 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 15 April 2021 | 22 June 2021 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 15 April 2021 | 22 June 2021 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 | RO | 1 | 04 March 2020 | 20 March 2021 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 | RE | 1 | 29 October 2018 | 04 March 2020 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 | RO | 6 | 10 May 2018 | 20 March 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 03 September 2012 | 03 May 2018 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 31 August 2010 | 25 August 2012 |