SFC Licences of PANG Lai Chi 彭勵志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 28 August 2018 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 28 August 2018 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 August 2018 08 August 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 4 25 June 2015 01 March 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 6 31 October 2013 01 March 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 1 31 October 2013 01 March 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 07 April 2011 19 March 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 07 April 2011 19 March 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 07 April 2011 19 March 2013
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 31 August 2010 19 March 2011