SFC Licences of LOU Ying 樓瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 13 September 2013 | 13 July 2015 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 08 September 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 08 September 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 07 June 2011 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 07 June 2011 | 24 October 2011 |
| UBS Securities Asia Limited | RE | 4 | 13 September 2010 | 12 April 2011 |