SFC Licences of DU Weifeng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blue Pool Capital Limited | RE | 9 | 16 June 2023 | |
| PV Capital (HK) Limited | RE | 9 | 11 January 2021 | 15 June 2023 |
| Ariose Capital Management Limited 弘盛資本有限公司 | RO | 9 | 25 April 2014 | 06 October 2020 |
| Ariose Capital Management Limited 弘盛資本有限公司 | RE | 9 | 11 February 2014 | 25 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 September 2013 | 27 December 2013 |
| UBS Securities Asia Limited | RE | 2 | 06 May 2013 | 14 June 2013 |
| UBS Securities Asia Limited | RE | 1 | 06 May 2013 | 14 June 2013 |
| UBS Securities Hong Kong Limited | RE | 7 | 06 May 2013 | 14 June 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 06 May 2013 | 14 June 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 September 2010 | 28 January 2013 |