SFC Licences of SCHWARTZ Leo Phillip Marco
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 08 September 2010 | 10 April 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 08 September 2010 | 10 April 2012 |