SFC Licences of REDBOURN James Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Pacific Limited 極訊亞太有限公司 RE 7 27 April 2023
Instinet Pacific Limited 極訊亞太有限公司 RE 4 27 April 2023
Instinet Pacific Limited 極訊亞太有限公司 RE 1 27 April 2023
CLSA Limited 中信里昂證券有限公司 RE 1 16 March 2016 12 January 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 31 March 2015 21 January 2016
Templewater Hong Kong Limited 善水資本香港有限公司 RE 4 01 February 2013 02 February 2015
Templewater Hong Kong Limited 善水資本香港有限公司 RE 1 01 February 2013 02 February 2015
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 RE 1 09 September 2010 29 June 2012