SFC Licences of REDBOURN James Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 27 April 2023 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 27 April 2023 | |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 27 April 2023 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 March 2016 | 12 January 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 31 March 2015 | 21 January 2016 |
Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 01 February 2013 | 02 February 2015 |
Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 01 February 2013 | 02 February 2015 |
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 09 September 2010 | 29 June 2012 |