SFC licenceholder AVV799 GAI Hsin-Shan 蓋欣山

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 16 May 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [4] (Advising on Securities) 08 September 2010 21 January 2016