SFC Licences of GAI Hsin-Shan 蓋欣山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 May 2016 | 24 November 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 08 September 2010 | 21 January 2016 |