SFC Licences of TAM Ronald Hon Sum 譚漢森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 23 April 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 June 2017 | 23 April 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 June 2017 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 April 2013 | 01 January 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 April 2013 | 01 January 2015 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 19 April 2011 | 07 April 2013 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 19 April 2011 | 07 April 2013 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 25 November 2010 | 11 March 2011 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 08 September 2010 | 11 March 2011 |