SFC Licences of YAU Vincent Wing Tsuen 邱穎臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 July 2021 | 13 April 2023 |
| UBS Securities Asia Limited | RE | 2 | 19 July 2021 | 13 April 2023 |
| UBS Securities Hong Kong Limited | RE | 7 | 06 July 2021 | 13 April 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 June 2021 | 13 April 2023 |
| UBS Securities Asia Limited | RE | 1 | 08 June 2021 | 13 April 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 January 2020 | 22 April 2021 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 May 2017 | 08 January 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 25 January 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 September 2010 | 25 January 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 20 September 2010 | 30 November 2015 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 20 September 2010 | 30 December 2011 |