SFC Licences of YAU Vincent Wing Tsuen 邱穎臻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 19 July 2021
UBS Securities Asia Limited RE 2 19 July 2021
UBS Securities Hong Kong Limited RE 7 06 July 2021
UBS Securities Hong Kong Limited RE 1 08 June 2021
UBS Securities Asia Limited RE 1 08 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 January 2020 22 April 2021
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 11 May 2017 08 January 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 25 January 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 September 2010 25 January 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 20 September 2010 30 November 2015
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 20 September 2010 30 December 2011