SFC Licences of YAN Hao 閻灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 05 September 2012 03 July 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 13 September 2010 21 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 September 2010 21 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 13 September 2010 21 July 2012