SFC Licences of CHEN Kun-Yang 陳坤陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 04 June 2018 28 October 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 22 May 2017 28 October 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 May 2017 04 June 2018
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 21 March 2016 27 April 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 21 March 2016 27 April 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 20 August 2014 17 April 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 20 August 2014 17 April 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 20 August 2014 17 April 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 18 July 2013 30 May 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 July 2013 30 May 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 14 March 2013 15 June 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 01 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 15 October 2010 01 March 2013