SFC Licences of CHAN So Yim, Cindy 陳素艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 12 December 2011 05 March 2012
Merrill Lynch (Asia Pacific) Limited RE 1 08 September 2010 05 March 2012