SFC Licences of LEI Lai Lai, Katherine 李麗麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 20 May 2019 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2010 | 17 September 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 07 September 2010 | 17 September 2012 |