SFC Licences of HUI Lap Yin 許立賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 21 November 2017 | 04 October 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 27 March 2017 | 27 October 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 December 2012 | 30 July 2016 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 10 September 2010 | 17 December 2012 |