SFC Licences of CHAN Ching On, Rico 陳靖安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AvantFaire Investment Management Limited 先行投資管理有限公司 RO 9 05 November 2021
AvantFaire Investment Management Limited 先行投資管理有限公司 RO 4 05 November 2021
AvantFaire Investment Management Limited 先行投資管理有限公司 RE 9 18 October 2021 05 November 2021
AvantFaire Investment Management Limited 先行投資管理有限公司 RE 4 18 October 2021 05 November 2021
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 9 28 June 2021 15 October 2021
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 RO 4 28 June 2021 15 October 2021
Central China International Futures Company Limited 中州國際期貨有限公司 RE 5 03 November 2017 09 June 2021
Central China International Securities Co., Limited 中州國際證券有限公司 RE 4 14 June 2017 09 June 2021
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 14 June 2017 09 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 21 September 2016 31 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 03 August 2016 08 August 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 16 December 2014 08 August 2016
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 15 January 2014 15 December 2014
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 15 January 2014 15 December 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 16 September 2013 28 December 2013
Quam Securities Limited 華富建業證券有限公司 RE 4 12 March 2012 02 September 2013
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 09 September 2010 02 September 2013