SFC Licences of GUO Jie 郭杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2011 | 20 July 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 03 January 2011 | 20 July 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 September 2010 | 20 July 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 September 2010 | 03 January 2011 |