SFC Licences of LAI Tung Ming 賴東明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 12 November 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 30 September 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 30 September 2021 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 09 April 2014 | 05 September 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 21 March 2014 | 05 September 2021 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 05 July 2011 | 11 March 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 10 September 2010 | 24 June 2011 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 10 September 2010 | 24 June 2011 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 10 September 2010 | 24 June 2011 |