SFC Licences of TAKIKAWA Shoji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 12 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 2 | 15 September 2010 | 20 November 2014 |
| UBS Securities Asia Limited | RE | 1 | 15 September 2010 | 20 November 2014 |