SFC Licences of YIU Ka Hing 姚嘉興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RO | 9 | 04 November 2021 | |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RO | 4 | 04 November 2021 | |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RE | 9 | 04 December 2019 | 04 November 2021 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 | RE | 4 | 04 December 2019 | 04 November 2021 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 17 November 2016 | 08 September 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 14 January 2011 | 13 September 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 January 2011 | 13 September 2016 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 6 | 08 October 2010 | 15 October 2010 |