SFC Licences of ADCOCK Richard Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 21 August 2013 | 21 October 2014 |
| UBS Securities Asia Limited | RE | 4 | 08 April 2013 | 08 May 2013 |
| UBS Securities Asia Limited | RE | 4 | 17 October 2012 | 17 November 2012 |
| UBS Securities Asia Limited | RE | 4 | 24 September 2010 | 24 October 2010 |